研究副总裁办公室的信息
KU体育官网APP (FAU) has a long history of successful collaboration with foreign research organizations and supports and encourages international research, collaboration, and scholarship, 哪些对大学的使命有贡献.
近几个月来,美国国立卫生研究院(NIH)和其他一些美国研究机构已经开始着手研究.S. federal agencies (NSF, DOD, and DOE) that support university research have demonstrated concern over foreign influence and have issued guidance to universities to ensure transparency on financial support received from all foreign entities.
The first line of defense is full and accurate reporting of all foreign relationships by U.S. 大学研究人员到他们的机构. This involves mandatory full disclosure of other financial support when requested in proposal submission, including any financial support received by the investigator from a foreign entity outside the U.S. This disclosure includes support/funding received through contracts and grants through FAU or consultant, visiting scholar, 讲师或类似的非fau职位. 为9个月的教职员工提供服务, this requirement includes applicable funds received from a non-FAU foreign entity for activities over the summer months.
一个特别值得关注的问题是美国军队的参与.S. 外国人才项目高校, 比如中国的千人计划, which the Pentagon has identified as an effort "to facilitate the legal and illicit transfer of U.S. 技术、知识产权和专有技术”.
The Division of Research is establishing a committee to focus on foreign influence/threats, review current policies and procedures to ensure compliance and develop an implementation plan for FAU. Members of this committee will represent different interest groups across the University such as Provost's office, OIT, 人力资源和教员研究人员. The DOR has created this webpage to provide pertinent information and the federal agencies' notices. DOR will also be scheduling Town Hall meetings to further distribute information and guidance related to this essential topic.
所有联邦机构都非常重视这个问题. The best advice at this point is to be sure to disclose any and all activities that involve a foreign entity. Thank you for giving your full attention to the critically important issue of preventing foreign exploitation of U.S. research discoveries. 请继续关注更多资源和信息.
提高警惕的重要性
- 盗窃知识产权的法律术语.S. 现在国外的研究是“技术外泄”."
- China's "Thousand Talents Plan" (TTP) is purportedly a program designed to recruit Chinese scientists back to China but in reality is designed to steal American research.
- TTP award is an award from the Chinese government; if a U.S. 科学家接受该奖项, 他/她为两个政府工作, 会被司法部起诉吗.
- 外国研究人员的同行评议可能导致美国科研成果被窃取.S. technology.
Best Practices
- 所有国外研究关系完全透明
- Complete disclosure of all sources of support for research undertaken with a foreign partner
- Complete disclosure of all sources of compensation for research work carried out in partnership with a foreign institution, including that which is undertaken during a period not covered by the faculty member's employment contract at FAU (e.g.(在国外大学暑期打工)
- Complete disclosure by faculty researchers of all foreign consulting and other outside business activities
- 审查所有有效的合同和项目经理的未决提案,以确保合规
- Prompt disclosure of new intellectual property developed at FAU to the Office of Technology Development
如何获得帮助:电子邮件: fau.research@softlawinternationale.net Phone: 561-297-0777
FAQS
Relevant Links
NIH /参议院通信:
2019年7月10日更新: "Reminders of NIH Policies on Other Support and on Policies related to Financial Conflicts of Interest and Foreign Components:" http://grants.nih.gov/grants/guide/notice-files/NOT-OD-19-114.html
美国国立卫生研究院要求监察长调查12起外国影响美国医疗保健的指控.S. research:
http://www.statnews.com/2019/02/07/nih-inspector-general-allegations-foreign-influence/March 30, 2018 Letter from NIH to research institutions regarding disclosure of foreign financial interests: http://grants.nih.gov/grants/guide/notice-files/NOT-OD-18-160.html
Aug. 20,2018美国国立卫生研究院致研究机构关于增加信息披露的信: http://www.insidehighered.com/sites/default/server_files/media/NIH%20Foreign%20Influence%20Letter%20to%20Grantees%2008-20-18.pdf
Sen. Chuck Grassley给NIH的信,10月. 24, 2018: http://www.grassley.senate.gov/news/news-releases/chairman-grassley-seeks-transparency-nih-foreign-threats-research-grant-process
NIH给Sen. Grassley, Dec. 21, 2018: http://www.grassley.senate.gov/sites/default/files/constituents/FR01%20WF%20376670%20Final%20Response.signed_0.pdf
Sen. 格拉斯利给美国国立卫生研究院的回信,1月11日. 8, 2019: http://www.grassley.senate.gov/news/news-releases/grassley-receives-response-nih-foreign-threats-research-grant-process
Senate Committee on Finance: "Grassley Probes Foreign Threats to Taxpayer-Funded Research at Defense Department," April 2, 2019: http://www.finance.senate.gov/chairmans-news/grassley-probes-foreign-threats-to-taxpayer-funded-research-at-defense-department
参议院财政委员会Chuck Grassley给NSF主任 的信. Córdova, 2019年4月15日 http://www.finance.senate.gov/imo/media/doc/2019-04-15%20CEG%20to%20NSF%20(research%20threats)1.pdf
资助机构通讯:
国防部致大学信函 http://plf.softlawinternationale.net/research/files/notices/dod -信- -大学- 10102019.pdf
2019年7月11日:来自NSF主任 France A的研究保护函. Córdova http://www.nsf.gov/pubs/2019/nsf19200/research_protection.jsp
June 7, 2019: DOE Directive regarding Foreign Government Talent Recruitment Programs: http://www.directives.doe.gov/directives-documents/400-series/0486-1-border/@@images/file
March 20, 2019年:国防部关于保护知识产权行动的备忘录, 控制信息, 关键人员和关键技术 http://www.rsp.wisc.edu/foreign-influence/dod_memo.pdf
Jan. 2019年1月31日:美国能源部外国政府人才招聘计划政策 http://www.aip.org/sites/default/files/aipcorp/images/fyi/pdf/DOE-memo-on-foreign-I-talent-recruitment-programs.pdf
Other Sources:
联邦调查局关于学术界风险的报告(PDF): http://www.research.psu.edu/node/3528
美国国立卫生研究院关于外国对研究诚信影响的报告(PDF): http://acd.od.nih.gov/documents/presentations/12132018ForeignInfluences.pdf
美国国家科学基金会关于安全和科学的声明. 23, 2018: http://www.nsf.gov/nsb/publications/2018/NSB-2018-42-statement-on-security-and-science.pdf
NIH对外国成分的定义: http://grants.nih.gov/grants/glossary.htm#ForeignComponent
NIH对其他支持的定义 http://grants.nih.gov/grants/forms/othersupport.htm
NIH应用说明书(第66页提到的外国组件): http://grants.nih.gov/grants/how-to-apply-application-guide/forms-e/general-forms-e.pdf
美国国立卫生研究院关于研究人员披露外国经济利益的指南: http://grants.nih.gov/grants/guide/notice-files/NOT-OD-18-160.html
H.R. 5515 Sec. 1286: National Defense Authorization Act's initiative to protect researchers from undue influence and security threats: http://www.congress.gov /比尔/ 115 th-congress法案/ 5515 /文本?utm_medium=email&utm_source=FYI&dm_i = 1 zjn 649 ep, E29DCT O1IA5 1 # toc-HF98AABB1E47F407A86D0E399DD9C0FDB
LATEST GUIDANCE
联邦调查局反情报部门
外国政府资助的人才招聘计划, 比如中国的人才计划, 鼓励经济间谍活动和窃取商业秘密
July, 2020
白宫科技政策办公室
June, 2020
美国国立卫生研究院
Advisory Committing to the Director Working Group on Foreign Influences on Research Integrity Update
June, 2020
Protecting U.S. 生物医学知识创新
http://grants.nih.gov/policy/
protecting-innovation.htm
June, 2020